regulatory

Episode 4 - Six Laws for Smarter Compliance (Learned the Hard Way)

Episode 4 - Six Laws for Smarter Compliance (Learned the Hard Way)

This week on Office Hours, hosts Dan Zitting and Kevin Legere reflect on their time working in compliance and try to extract some common themes that seem to make compliance smoother and put control over compliance risk back in the hands of the compliance professionals (who CAN'T just be check mark chasers if compliance burden is a concern). We share in this episode how lessons we learned from the CPA exam, defense lawyers, and criminal trials influence our thinking about compliance programs and, in turn, how we thought about structuring technology to help. This episode is a little preachy, we didn't mean that way, but we feel strongly about changing the paradigm for compliance. Hope you like it!